Plastic Omnium - 2020 Universal Registration Document

CORPORATE GOVERNANCE Shareholding structure of Compagnie Plastic Omnium SE www.plasticomnium.com PLASTIC OMNIUM UNIVERSAL REGISTRATION DOCUMENT 2020 128 Terms – the maximum proportion of equity capital that may be acquired and the maximum amount payable by Compagnie Plastic Omnium SE Compagnie Plastic Omnium SE is authorized to acquire a maximum of up to 10% of its equity capital as of the date of this document, 14,712,215 shares, each with a par value of €0.06. Since the Company held 1,729,743 treasury shares at February 28, 2021, 2020, the maximum number of its shares it could purchase under the share buyback program is 12,982,472. In the event that treasury shares already held are cancelled or used, the maximum amount that the Company can pay out to acquire the 14,712,215 shares is €1,176,977,200. in the 5 th resolution to be proposed to the Combined Shareholders’ Meeting on April 22, 2021. Thus, the total value of acquisitions (net of costs) may not exceed €1,176,977,200 based on the maximum purchase price of €80 provided Shares may be purchased, sold or transferred using any method, including by purchasing blocks of shares, on the stock market or over the counter. These means include the use of any derivatives, traded on a regulated market or over the counter, and the setting up of option operations such as the purchase and sale of call and put options. These transactions may be made at any time. Term of the buyback program This buyback program may continue for a period of eighteen months from approval of the 5 th resolution subject to a shareholders' vote at the Combined Shareholders’ Meeting on April 22, 2021, i.e. until October 21, 2022. BONDS 3.5.6 Details of the outstanding bonds and private placements issued by the Company on December 31, 2020 are given below: Issuer Currency Coupon Initial issue date Maturity date Amount outstanding (in millions of euros) Listing market Compagnie Plastic Omnium SE EUR 1.478% 06/17/2016 06/17/2023 300 Compagnie Plastic Omnium SE EUR 1.25% 06/26/2017 06/26/2024 500 Paris Compagnie Plastic Omnium SE EUR 1.632% 12/21/2018 12/21/2025 300 # " #$"% $%" ! ! #$ % # 3.6 BREAKDOWN AT DECEMBER 31, 2020 OF THE SHARE CAPITAL OF COMPAGNIE PLASTIC OMNIUM SE COMPRISING 148,566,107 SHARES December 31, 2020 December 31, 2019 December 31, 2018 % share capital % voting rights % share capital % voting rights % share capital % voting rights Burelle SA 58.78 72.08 58.78 72.08 58.51 73.70 Employee shareholders 0.99 0.99 0.98 0.98 0.97 0.97 Held by Company 1.91 - 1.61 - 1.54 - Public 38.32 26.93 38.63 26.94 38.98 25.33 100 100 100 100 100 100 At December 31, 2020, Burelle SA held 58.78% of the share capital of Compagnie Plastic Omnium SE. To the Company’s knowledge, no other shareholder owns 5% or more of the share capital. In France, at December 31, 2020, the Group Savings Plan had 1,816 members, holding 1,463,967 shares in Compagnie Plastic Omnium SE, or 0.99% of the share capital, purchased on the stock market. The Company has not been informed of any shareholders’ agreement.