Plastic Omnium - 2020 Universal Registration Document

2020 STATUTORY FINANCIAL STATEMENTS Notes to the statutory financial statements PLASTIC OMNIUM UNIVERSAL REGISTRATION DOCUMENT 2020 277 E - CASH AND CASH EQUIVALENTS In thousands of euros 2019 + - 2020 Short-term investment securities 50,086 2,325 47,761 Other short-term investment securities 65,044 65,019 25 Bank accounts 196,473 39,505 156,968 TOTAL, GROSS 311,603 0 106,849 204,754 Provisions for short-term investment securities (488) 488 - TOTAL, NET 311,115 0 106,361 204,754 The item “Short-term investment securities” includes 1,458,052 treasury shares reserved for stock option plans, with a gross value of €36.7 million and 628,373 treasury shares reserved for the Free Performance Share Award plans, with a gross value of €11.1 million. At December 31, 2020, treasury shares were broken down by plan as follows: In thousands of euros Number of shares allocated at 12/31/2020 Carrying amount at 12/31/2020 2015 Stock Option Plan 887,040 20,889 2017 Stock Option Plan 571,012 15,817 TOTAL 1,458,052 36,706 In thousands of euros Number of shares allocated at 12/31/2020 Carrying amount at 12/31/2020 Performance Share Plan 2019 Authorized by the Board of Directors of May 2, 2019 400,000 7,465 Performance Share Plan 2020 Authorized by the Board of Directors of December 11, 2020 228,373 3,590 TOTAL 628,373 11,055 At December 31, 2020, the number of unexercised stock options per stock option plan is as follows: plan authorized by the Extraordinary Shareholders’ Meeting of ● April 25, 2013 and decided by the Board of Directors’ meeting of July 21, 2015: 887,040 stock options; plan authorized by the Extraordinary Shareholders’ Meeting of ● April 28, 2016 and decided by the Board of Directors’ meeting of February 22, 2017: 363,500 stock options. The €65 million change in other short-term investment securities corresponds to the sale by Compagnie Plastic Omnium SE of €50 million of mutual funds, the redemption of €10 million in short-term investments and €5 million in medium-term notes that made up the opening balance.